BARC.L

Barclays Plc
Barclays PLC - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
13th June 2025, 17:27
TwitterFacebookLinkedIn
To continue viewing RNS, please confirm that you are a Private Investor*

* A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:

  1. Obtains access to the information in a personal capacity;
  2. Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
  3. Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
  4. Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
  5. Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
  6. Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
RNS Number : 8716M
Barclays PLC
13 June 2025
 

FORM 8.5 (EPT/NON-RI)

Amendment - this form replaces RNS number 2275M published at 11:59 on 10/06/2025, changes made to section 2A,3A,3B

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1

KEY INFORMATION

(a)

Name of exempt principal trader:


BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose


ALPHAWAVE IP GROUP PLC


relevant securities this form relates:


(c)

Name of the party to the offer with which exempt

ALPHAWAVE IP GROUP PLC


principal trader is connected



(d)

Date position held/dealing undertaken:


9-Jun-25

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)


2

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 


to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

1p ordinary


Interests

Short Positions


Number

(%)

Number

(%)

-1

Relevant securities owned






and/or controlled:



11,264,391

1.45%

12,885,410

1.69%

-2

Cash-settled derivatives:






and/or controlled:



11,333,421

1.46%

5,512,236

0.72%

-3

Stock-settled derivatives (including options)






and agreements to purchase/sell:



0

0.00%

0

0.00%










TOTAL:



22,597,812

2.91%

18,397,646

2.41%

 








Class of relevant security:

Senior unsecured convertible bond


Interests

Short Positions


Number

(%)

Number

(%)

-1

Relevant securities owned


 

2.13%




and/or controlled:



3,200,000

 

 

-2

Cash-settled derivatives:






and/or controlled:



0

0.00%

0

0.00%

-3

Stock-settled derivatives (including options)






and agreements to purchase/sell:



0

0.00%

0

0.00%






 

2.13%




TOTAL:



3,200,000

0

0.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive

 


options)

 






Class of relevant security in relation to





which subscription right exists





Details, including nature of the rights

 




concerned and relevant percentages:





3

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 





Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security


securities

paid/received

paid/received

1p ordinary

Purchase

18,930,300

1.8688  GBP

1.7740  GBP

1p ordinary

Sale

7,097,078

1.8559  GBP

1.7739  GBP









(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description


reference

unit

security



securities


1p ordinary

SWAP

Increasing Long

96,455

1.7739  GBP

1p ordinary

SWAP

Increasing Long

81,644

1.7740  GBP

1p ordinary

SWAP

Increasing Long

464,720

1.7754  GBP

1p ordinary

SWAP

Increasing Long

293,427

1.7809  GBP

1p ordinary

SWAP

Increasing Long

262,172

1.7972  GBP

1p ordinary

SWAP

Increasing Long

2,035

1.7978  GBP

1p ordinary

SWAP

Increasing Long

19,674

1.7992  GBP

1p ordinary

SWAP

Increasing Long

320,000

1.8002  USD

1p ordinary

SWAP

Increasing Long

22,255

1.8219  GBP

1p ordinary

SWAP

Increasing Long

541,189

1.8227  GBP

1p ordinary

SWAP

Increasing Long

1,338,185

1.8241  GBP

1p ordinary

SWAP

Increasing Long

14,836

1.8312  GBP

1p ordinary

SWAP

Increasing Long

21,781

1.8337  GBP

1p ordinary

SWAP

Increasing Long

1,704

1.8559  GBP

1p ordinary

SWAP

Decreasing Long

352,275

1.7740  GBP

1p ordinary

SWAP

Decreasing Long

87,477

1.7741  GBP

1p ordinary

SWAP

Decreasing Long

100,000

1.7878  GBP

1p ordinary

SWAP

Decreasing Long

303,969

1.7951  GBP

1p ordinary

SWAP

Decreasing Long

2,085

1.7956  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.7973  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8003  GBP

1p ordinary

SWAP

Decreasing Long

38,400

1.8008  GBP

1p ordinary

SWAP

Decreasing Long

6,000

1.8024  GBP

1p ordinary

SWAP

Decreasing Long

38,400

1.8053  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8095  GBP

1p ordinary

SWAP

Decreasing Long

30

1.8118  GBP

1p ordinary

SWAP

Decreasing Long

12,345

1.8127  GBP

1p ordinary

SWAP

Decreasing Long

9

1.8168  GBP

1p ordinary

SWAP

Decreasing Long

34,430

1.8176  GBP

1p ordinary

SWAP

Decreasing Long

9,600

1.8203  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8245  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8263  GBP

1p ordinary

SWAP

Decreasing Long

9,600

1.8273  GBP

1p ordinary

SWAP

Decreasing Long

200,000

1.8288  GBP

1p ordinary

SWAP

Decreasing Long

57,600

1.8303  GBP

1p ordinary

SWAP

Decreasing Long

654,876

1.8316  GBP

1p ordinary

SWAP

Decreasing Long

445,978

1.8318  GBP

1p ordinary

SWAP

Decreasing Long

3,000,000

1.8320  GBP

1p ordinary

SWAP

Decreasing Long

909,935

1.8352  GBP

1p ordinary

SWAP

Decreasing Long

62,361

1.8372  GBP

1p ordinary

SWAP

Decreasing Long

39,828

1.8386  GBP

1p ordinary

SWAP

Decreasing Long

131,841

1.8389  GBP

1p ordinary

SWAP

Decreasing Long

200,000

1.8390  GBP

1p ordinary

SWAP

Decreasing Long

38,400

1.8403  GBP

1p ordinary

SWAP

Decreasing Long

24,115

1.8413  GBP

1p ordinary

SWAP

Decreasing Long

297,770

1.8417  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8418  GBP

1p ordinary

SWAP

Decreasing Long

58,502

1.8427  GBP

1p ordinary

SWAP

Decreasing Long

946,577

1.8448  GBP

1p ordinary

SWAP

Decreasing Long

38,400

1.8453  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8463  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8465  GBP

1p ordinary

SWAP

Decreasing Long

900,000

1.8468  GBP

1p ordinary

SWAP

Decreasing Long

500,000

1.8520  GBP

1p ordinary

SWAP

Decreasing Long

200,000

1.8528  GBP

1p ordinary

SWAP

Decreasing Long

150,000

1.8530  GBP

1p ordinary

SWAP

Decreasing Long

57,600

1.8587  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8589  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8653  GBP

1p ordinary

SWAP

Decreasing Long

19,200

1.8688  GBP

1p ordinary

CFD

Increasing Long

8,678

1.7980  GBP

1p ordinary

CFD

Decreasing Long

6,056

1.8144  GBP

1p ordinary

SWAP

Increasing Long

320,000

1.8002  USD









(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 






Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security



securities

unit














(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security



applicable)





4

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,



formal or informal, relating to relevant securities which may be an inducement to deal

 


or refrain from dealing entered into by the exempt principal trader making the disclosure and any party


to the offer or any person acting in concert with a party to the offer:




NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between



the exempt principal trader making the disclosure and any other person relating to:

 


(i)   the voting rights of any relevant securities under any option; or

 



(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 


any derivative is referenced:







NONE

(c)

Attachments

 






Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13-Jun-25

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FEOFLFFDRFIVLIE]]>
TwitterFacebookLinkedIn